ORIGINAL ARTICLE: Rafael G González-Acuña, Simon Thibault (2023), General diffraction integral for converging freeform vectorial fields. Phys. Scr. 98 115503. DOI: https://doi.org/10.1088/1402-4896/acfad2
Article Abstract: Herein it is presented a new vector diffraction integral capable to compute the diffraction patterns for aspheric and freeform wavefronts, with different pupil shapes, and different polarization states. The aforementioned vector diffraction integral is based on the energy conservation theorem, the far field approximation, and the angular spectrum representation of optical fields. The integral is validated through illustrative examples whose results are as expected and coincides with the related works.

Introduction

RayleighSommerfeld and scalar Kirchhoff beam propagation models are convenient ways to describe the propagation of light in paraxial conditions. Nevertheless, these wavefront propagation methods cannot be used for high-numerical aperture optical systems. This is due to the scalar nature of these methods which do not account for the state of polarization of light. Therefore, the propagation of light phenomena should be extended to account for the vector character of the light. The first formalism that considers the vector character of the fields is Ignatowski’s study of Maxwell’s equations [1, 2]. Then, Kottler proposed a model considering the problem as an integral equation using Green’s function techniques [3]. Later, the method of Kottler was generalized by Stratton and Chu [4]. Richards and Wolf obtained another diffraction integral to describe the focusing of light [5–8]. The foundations of this integral are energy conservation and far-field approximation. It is important to remark that all these formalisms have been conceived for monochromatic light.
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The models of Stratton and Chu and Richards and Wolf had been widely used to study tight focusing [9–24]. In particular the model of Richards and Wolf it is limited only to stigmatic systems and non-aberrated systems [25]. The modelling of vectorial beams is important in several areas of science, optical trapping [15], including high-resolution microscopy [11–14], electron acceleration [16], and recently, optical vortex knots [26, 27].
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This paper introduces a new vector diffraction integral, not yet published according to the best authors’ knowledge, capable of computing the diffraction patterns for aspheric, freeform wavefronts in different shapes of pupils and polarization states. This vector diffraction integral is based on energy conservation, the far-field approximation and the angular spectrum representation of optical fields. This manuscript is divided as follows: In section 2 the mathematical derivation of this new vector diffraction integral is presented. In section 3, examples of diffraction patterns computed with the aforementioned integral are shown and in section 4 are presented the conclusions.

Mathematical model

The model presented here is based on the angular spectrum representation of the optical fields. Angular spectrum representation mathematically describes optical fields on homogeneous media using concepts of the Fourier analysis. The idea is that optical fields are described as a superposition of plane waves and evanescent waves, which both are solutions to Maxwells equations. Those plane waves contribute to the field and their direction of propagation coincides with the direction of geometric optical rays. Acknowledging the aforementioned considerations, the electric field E(r, ϕ, z), where (r, ϕ, z) are cylindrical coordinates, at focus can be expressed as
where
the Fourier transform of the E(r, ϕ, z) respect to kx and ky at z = 0. kx , ky and kz are the Cartesian transverse spatial frequencies. If we set the far field approximation and the energy conservation theorem [28] over equation (1) to eliminate the evanescent waves, equation (1) turns to,
E0 is a constant amplitude setting the far field approximation and the energy conservation theorem.
is the wave vector and
is the position vector of the focus.
. q(kx , ky ) is the apodization factor, which is the factor obtained from the energy conservation theorem, l0(kx , ky ) is the amplitude distribution of the beam and
is a unit vector representing the polarization direction of the electric field near the focus.
Equation (2) seems very abstract and cumbersome since the integration is over the frequency domain defined by kx , and ky . It will be more understandable if equation (2) will be in terms of the spatial domain since the wavefronts are represented in the spatial domain. In other words a wavefront is typical represented by a function w(x, y), that depends in two independent variables x and y instead of kx , and ky . The main goal of this manuscript is to express equation (2) in a more intuitive way in the spatial domain. In figure 1 we observe that equation (2) considers only plane waves, then [kx , ky , kz ] are given just by real values. Therefore, acknowledging the Malus-Dupin theorem [29], we can get the propagation vector of a wavefront w(x, y) as the normal vector towards w(x, y),
where ∂x w ≡ ∂ w/∂x is the partial derivative of w respect to x and ∂y w ≡ ∂ w/∂y is the partial derivative of w respect to y. kx , ky and kz are the cosine directors in x, y and z directions, respectively, of the wave vector k. In order to express the integration in terms of x and y instead of kx , and ky . The Jacobian can be computed using equation (3), and changing the integrands [30],
where ∂xy w is the derivative of w respect to x and y. Let us focus on
. In fact
can adopt several forms depending on the polarization state of the wavefront; the only condition required is that
must be orthogonal to k. According to Rodrigues’ rotation formula, [31], all the possible vectors orthogonal to k can be represented as
Rodrigues’ rotation formula rotates a vector given an axis and angle of rotation. The axis in this case is the propagation vector k and the vector rotated is the polarization state â, θ is the rotation angle along the plane perpendicular to k. Depending on the value of θ is the polarization state. For example, for a radially symmetric beam, if θ = 0, we have a radial polarization, or if θ = π/2 we get an azimuthal polarization, as shown in figure 2. More generally θ(x, y) can be a function that depends on the position and expresses the polarization aberration function. We recall that â in equation (5) is a unit vector. Notice that equations (3) and (5) are orthogonal.
Finally, if we replace equations(3),(4) and (5) in equation (2), we get the new vector diffraction integral proposed for this article,
Equation (6) is the most important equation of the manuscript. It describes the diffraction pattern of a polarized freeform wavefront. The wavefront must be a continuous function w(x, y), for example, it can be expressed in terms of Zernike polynomials or any other real smooth continuous function. The polarization depends directly on the function θ(x, y). Without losing generalization, we added the mask P(x, y) in equation (6). P(x, y) can be the information on the mask’s shape. The mask’s shape can be elaborated as P(x, y). By default, equation (6) has a rectangular pupil shape since it is integrated along dx and dy.

Illustrative example

In this section, we present an illustrative example of diffraction patterns directly computed with equation (6). The caption of each figure indicates the input values of the example being considered. For all the examples q(x, y) = 1 and l0(x, y) = 1.
We present the normalized intensity of the diffraction pattern of a freeform wavefront
w[x_,y_]:=c*(
2
x
+(1/2)
2
y
)
with a polarization given by
θ[x_,y_]:=
2
x
+y
. Due to the aberration suffered by the wavefront, the diffraction patterns along x and y differ as expected. Also at the centre of both diffraction patterns, the electric field is zero. The following Mathematica code computes the diffraction pattern
ClearAll["`*"]
w[x_,y_]:=c*(
2
x
+(1/2)
2
y
);​​wdx[x_,y_]:=2cx;wdy[x_,y_]:=cy;​​wx[x_,y_]:=
-wdx[x,y]
2
wdx[x,y]
+
2
wdy[x,y]
+1
;​​wy[x_,y_]:=
-wdy[x,y]
2
wdx[x,y]
+
2
wdy[x,y]
+1
;​​wz[x_,y_]:=
1
2
wdx[x,y]
+
2
wdy[x,y]
+1
;​​​​θ[x_,y_]:=
2
x
+
2
y
​​xρα[ρ_,α_]:=ρCos[α];​​yρα[ρ_,α_]:=ρSin[α];​​wdxρα[ρ_,α_]:=wdx[ρCos[α],ρSin[α]];​​wdyρα[ρ_,α_]:=wdy[ρCos[α],ρSin[α]];​​wρα[ρ_,α_]:=w[ρCos[α],ρSin[α]];​​wxρα[ρ_,α_]:=wx[ρCos[α],ρSin[α]];​​wyρα[ρ_,α_]:=wy[ρCos[α],ρSin[α]];​​wzρα[ρ_,α_]:=wz[ρCos[α],ρSin[α]];
FullSimplify[wρα[ρ,α]]
1
4
c
2
ρ
(3+Cos[2α])
FullSimplify[wdxρα[ρ,α]]
2cρCos[α]
FullSimplify[wdyρα[ρ,α]]
cρSin[α]
FullSimplify[wxρα[ρ,α]]
-
2cρCos[α]
1+
1
2
2
c
2
ρ
(5+3Cos[2α])

Simplification of the aberrated wavefront

This one is in z along z
This one is in y along x - y
This one is in y along x - y

Conclusions

In this manuscript, it was introduced new diffraction integral that considers the shape of the wavefront w(x, y), the polarization state θ, and the form of the mask P(x, y). This integral is mathematically described by equations (6) or (9). Equations (6) and (9) have been tested for several scenarios and the results are as expected, and particularly coincide with [8]. For example, the wavefront is spherical and radially polarized. Also when the wavefront is spherical and the field is linearly polarized. Equations (6) and (9) represent the same integral but the first equation is more friendly to be computed for the polarization that depends on the angle θ(x, y) like radially and azimuthally polarized wavefronts. Equation (9) is more friendly to be computed for input polarization vector. It is important to mention that both integrals are valid if and only if the wavefront w(x, y) is convergent and it is a real smooth continuous function.

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CITE THIS NOTEBOOK

General diffraction integral for converging freeform vectorial fields​
by Rafael G. González-Acuña​
Wolfram Community, STAFF PICKS, October 23, 2023
​https://community.wolfram.com/groups/-/m/t/3054293